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Inactive

Lynn Sandt

Charles Schwab & Co., Inc.

Yardley, PA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-05-19
  • PA RA
    APPROVED
    Since 2026-05-19

Branch Locations

1030 Stony Hill Rd Unit 1, Yardley, PA 19067-5500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phlox Capital Management, Llc Dallas TX 06/2016 09/2016
Phlox Capital Management, Llc Dallas TX 09/2016 05/2018
Principal Addison TX 04/2019 06/2019
Lear Investment Management Dallas TX 04/2020 12/2025
Unemployed Dallas TX 07/2019 03/2020
Unemployed Dallas TX 06/2018 03/2019
Charles Schwab & Co., Inc. Yardley PA 12/2025 Present
  • 06/2016 → 09/2016
    Phlox Capital Management, Llc
    Dallas, TX
  • 09/2016 → 05/2018
    Phlox Capital Management, Llc
    Dallas, TX
  • 04/2019 → 06/2019
    Principal
    Addison, TX
  • 04/2020 → 12/2025
    Lear Investment Management
    Dallas, TX
  • 07/2019 → 03/2020
    Unemployed
    Dallas, TX
  • 06/2018 → 03/2019
    Unemployed
    Dallas, TX
  • 12/2025 → Present
    Charles Schwab & Co., Inc.
    Yardley, PA
Previous Registrations
  • 2020-05-01 → 2025-12-12
    Lear Investment Management
    Dallas, TX
  • 2016-09-23 → 2018-11-21
    Phlox Capital Management, Llc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-04
  • S66 Uniform Combined State Law Examination
    2016-02-04
Other Names
  • Lynn M Sandt

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

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