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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-08-12 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
Manchester, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Chesterfield | MO | 05/2022 | Present |
| Massmutual Life Insurance Company | Chesterfield | MO | 03/2022 | Present |
| Moneta | St. Louis | MO | 10/2018 | 03/2022 |
| Unemployed | St. Louis | MO | 08/2018 | 09/2018 |
| Krilogy | St. Louis | MO | 06/2018 | 07/2018 |
| University Of Missouri | Columbia | MO | 08/2017 | 05/2018 |
| Larson Financial Group | St. Louis | MO | 06/2016 | 05/2018 |
| Full Time Student | Columbia | MO | 08/2014 | 07/2018 |
NAME: ROCKFORD FARMS, LLC INV REL: Y ADDR: 26838 HIGHWAY WW, EOLIA, MO 63344 NATURE: FAMILY-OWNED FARM POSITION: TREASURER START DATE: 8/26/2024 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OVERSEEING THE FINANCES OF THE FARM. WORKING WITH THE FARM MANAGER ON TRACKING INCOME AND EXPENSES. LIASON TO THE FARM'S INVESTMENT ADVISOR WHO MANAGES THE FARM'S PORTFOLIO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-15 |
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