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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

508 West Wall Ste 1050, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Midland TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Midland TX 11/2016 Present
Previous Registrations
  • 2003-09-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Midland, TX
    Midland, TX
    St. Louis, MO
Other Businesses

EXECUTOR FOR SISTER, INV RELATED, START DATE: 1/4/2021, 10 HRS/MONTH, 2 HRS DURING TRADING.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, MIDLAND, TX, START: 3/8/2021, 2 HRS/MONTH, 1 HR DURING TRADING.; TRUSTEE FOR AUNT'S TRUST, INV RELATED, MIDLAND, TX, START: 3/8/2021, 2 HRS/MONTH, 1 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-19
  • S66 Uniform Combined State Law Examination
    2003-09-19
Designations
Other Names
  • Carol Riesen Chandeler

View on SEC IAPD

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