Jake C Richard

Current Employers

Employment History

• 08/2016 → 07/2017
  Capital One Investing
  Lafayette, LA
• 02/2017 → 07/2017
  Capital One Advisors
  Lafayette, LA
• 04/2018 → 11/2018
  Compass Bank
  Birmingham, AL
• 04/2018 → 11/2018
  Bbva Securities Inc.
  Houston, TX
• 04/2018 → 11/2018
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 08/2016 → 04/2018
  Capital One Investing
  Lafayette, LA
• 04/2018 → 10/2020
  Jake Richard Property Management Llc
  Youngsville, LA
• 04/2018 → 11/2018
  Bbva Wealth Solutions, Inc.
  Houston, TX
• 11/2018 → 01/2020
  Capital One Bank
  Lafayette, LA
• 01/2020 → 10/2020
  Woodbury Financial Services Inc
  Lafayette, LA
• 10/2018 → 11/2018
  Wealth Advisors
  Lafayette, LA
• 04/2021 → 01/2024
  Woodbury Financial Services Inc
  Lafayette, LA
• 10/2020 → 04/2021
  Royal Alliance Associates Inc
  Jersey City, NJ
• 01/2024 → Present
  Osaic Wealth, Inc.
  Abbeville, LA

Previous Registrations

• 2021-04-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Abbeville, LA
  Lafayette, LA
• 2020-10-29 → 2021-04-16
  Osaic Wealth, Inc.
  Lafayette, LA
• 2020-01-29 → 2020-10-26
  Woodbury Financial Services, Inc.
  Abbeville, LA
  Lafayette, LA
• 2018-04-18 → 2018-11-27
  Pnc Managed Account Solutions, Inc.
  Houston, TX
  Houston, TX
• 2017-02-27 → 2018-04-09
  Capital One Advisors, Llc
  Lafayette, LA
  Mclean, VA

Other Businesses

1) CAPITAL INVESTMENT ADVISORS POSITION: Jr. Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 02/01/2020 ADDRESS: 1318 Camellia Blvd, Ste 301, Lafayette LA 70508, United States DESCRIPTION: Financial advising, place trades for clients, solicit client business and make recommendations on a fiduciary standard.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-10

Other Names

• Jake Curtis Richard