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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-25 |
| NC | RA | APPROVED | 2009-09-22 |
Branch Locations
380 Knollwood St, Winston Salem, NC 27103 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 09/2009 | Present |
| Bank Of America, N.A. | Winston-Salem | NC | 03/2002 | Present |
I*516982 For profit or not for profit: Entity Charitable Name of outside business organization: The Winston-Salem Foundation Investment related: Y Address of business: Winston-Salem, North Carolina, 27101 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 1/3/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: The WSF is a community foundation that has several primary purposes-grantmaker to public charities, community convener and administrator of charitable funds. My proposed role is to serve as a Board Member for the 2022-2025 term. I*126887 For profit or not for profit: Non-Profit Organization Name of outside business organization: Haiti Outreach Ministries Investment related: N Address of business: Durham, North Carolina 27722 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2020 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I have been invited to join the new HOM Advisory Board. There would be quarterly, virtual meetings (after work hours). Advisory Board responsibilities include raising funds for HOM. I*1220253 For profit or not for profit: Entity Charitable Name of outside business organization: Orion Military Scholarship Fund Investment related: N Address of business: Jamestown, Rhode Island, 02835 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 5/1/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Board Member of scholarship fund that raises and distributes annual boarding school scholarship support for children of active military families.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-31 |
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