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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
TX RA APPROVED_RES 2019-02-14
OR RA APPROVED 2014-07-07
  • NY RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2019-02-14
  • OR RA
    APPROVED
    Since 2014-07-07

Branch Locations

6500 S Macadam Avenue Suite 125, Portland, OR 97239 • United States

Tigard, OR • United States

24 Greenway Plaza Suite 1725, Houston, TX 77046 • United States

Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-05-25
  • OR RA
    APPROVED
    Since 2021-05-25

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Portland OR 09/2014 Present
Voya Retirement Advisors Portland OR 04/2021 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Portland, OR
  • 04/2021 → Present
    Voya Retirement Advisors
    Portland, OR
Previous Registrations
  • 2005-06-28 → 2011-01-03
    Voya Financial Partners, Llc
    San Jose, CA
    Carson City, NV
    San Francisco, CA
    Carson City, NV
  • 2002-05-08 → 2004-11-05
    Waddell & Reed
    Reno, NV
Other Businesses

NAME OF ENTITY:VRIAC; No; ONE ORANGE WAY; WINDSOR; CT; 06095; Sale and Service of Voya HRA product.; N/A; 9/30/2022; 10; 10; Sale and Service of Voya HRA product. A Health Reimbursement Arrangement (â??HRAâ?) is an employer funded â??accident or health planâ? (â??Planâ?), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-07
  • S66 Uniform Combined State Law Examination
    2002-05-07
Other Names
  • Steve W Platt

View on SEC IAPD

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