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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-02-03
  • KS RA
    APPROVED
    Since 2025-02-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

12950 E. 13Th St. N, Wichita, KS 67230 • United States

12950 E. 13Th St. N,, Wichita, KS 67230 • United States

Hutchinson, KS • United States

900 W 15Th Ave, Hutchinson, KS 67501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wichita KS 04/2016 02/2025
Raymond James Financial Services Advisors Inc. Wichita KS 05/2016 02/2025
Sj Prill Investment And Planning, Inc. Wichita KS 04/2016 02/2025
The Gilded Hummingbird Haven KS 12/2018 10/2019
Lpl Financial Lcc Wichita KS 02/2025 Present
  • 04/2016 → 02/2025
    Raymond James Financial Services, Inc.
    Wichita, KS
  • 05/2016 → 02/2025
    Wichita, KS
  • 04/2016 → 02/2025
    Sj Prill Investment And Planning, Inc.
    Wichita, KS
  • 12/2018 → 10/2019
    The Gilded Hummingbird
    Haven, KS
  • 02/2025 → Present
    Lpl Financial Lcc
    Wichita, KS
Previous Registrations
Other Businesses

1 - 01/2025 - Prill Garwood Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 2 - 01/2025 - Notary - Inv Related - 1 Hour/Month - KS 67230 - OBA Start Date: 02/01/2017.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-14
  • S66 Uniform Combined State Law Examination
    2006-07-14
Other Names
  • Debbie June Kelly
  • Deb June Kelly
  • Debbie J Allan

View on SEC IAPD

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