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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-02-03 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
12950 E. 13Th St. N, Wichita, KS 67230 • United States
12950 E. 13Th St. N,, Wichita, KS 67230 • United States
Hutchinson, KS • United States
900 W 15Th Ave, Hutchinson, KS 67501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wichita | KS | 04/2016 | 02/2025 |
| Raymond James Financial Services Advisors Inc. | Wichita | KS | 05/2016 | 02/2025 |
| Sj Prill Investment And Planning, Inc. | Wichita | KS | 04/2016 | 02/2025 |
| The Gilded Hummingbird | Haven | KS | 12/2018 | 10/2019 |
| Lpl Financial Lcc | Wichita | KS | 02/2025 | Present |
1 - 01/2025 - Prill Garwood Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 2 - 01/2025 - Notary - Inv Related - 1 Hour/Month - KS 67230 - OBA Start Date: 02/01/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
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