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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2014-06-12 |
| TX | RA | APPROVED_RES | 2010-09-17 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
9100 Ming Avenue Suite 205, Bakersfield, CA 93311 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Bakersfield | CA | 06/2009 | Present |
1.BBP COMPANY LLC-CLOTHING RETAIL-EFFECTIVE 09/2015 AFTER HOURS 2 2.LG INDUSTRIES - MANUFACTURING- OWNER - EFFECTIVE 09/2015- HUSBAND HANDLES DAY TO DAY BUSINESS AFFAIRS 3. *402949 - Lady Like Baby Boutiq; Investment related -Yes; Bakersfield, California; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 30; Labor/Service *570551 - The Bay LLC ; Investment related - Yes ; Bakersfield, California ; Family entertainment/Restaurant/Bar ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2024 ; During business hours : 0 ; After business hours : 20 ; Administrative:Business Development/Growth:Customer Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-22 |
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