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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2011-01-03
  • CO RA
    APPROVED
    Since 2011-01-03

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Denver CO 01/2011 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Previous Registrations
  • 2006-05-11 → 2011-01-03
    Wells Fargo Investments, Llc
    Denver, CO
    Denver, CO
Other Businesses

DENVER LIMO INC; NOT INVESTMENT RELATED; AURORA, CO; LIMOUSINE AND CAR SERVICE; DRIVER; START DATE 2/1/11; 30 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: DRIVING. RENTAL PROPERTY; INV-RELATED; AURORA, CO; 100% OWNERSHIP; START: 06/01/2014; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: LANDLORD VIZELMAN TRANSPORT, LLC; NON-INV; AURORA, CO; 100% OWNERSHIP; START: 01/01/2010; HOURS: 20 PER MONTH - 0 DURING TRADING; DUTIES: LIMO TRANSPORTATION DENVER 24/7, NOT INVT RELATED, AURORA, CO, LIMOUSINE DRIVER, START DATE 9/1/2020, 20 HRS PER MONTH, 0 HRS DURING TRADING, LIMO DRIVER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-06
  • S66 Uniform Combined State Law Examination
    2006-05-06

View on SEC IAPD

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