Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-24
MD RA APPROVED 2013-03-05
  • TX RA
    APPROVED
    Since 2013-06-24
  • MD RA
    APPROVED
    Since 2013-03-05

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 01/2006 Present
Other Businesses

I*2224293, Entity Type: Not for profit , Name of OBA: Schipperke Club of America, Address: Shawnee, OK 74804 Investment Related: N, Position, Title, Association: Auditor of 2024 bank statement activity, club member , Employee State Date:4/01/2025 , No Hours: 8 monthly , No Hours during Trading: 0 , Duties: I am a member of SCA. I was asked to join a committee to review the 2024 bank records and compare it to the activity. According to the club's by laws, the bank records are audited by a group of 3rd party individuals. They do not audit the bank accounts because they suspect any dishonesty. It's just an annual double check to be certain that they have invoices and or receipts for every payment that was made from the bank accounts. I won't have access to the account in any way. The current treasurer provides all records and the audit committee cross references every entry with invoices. An example that was mentioned when we met with the auditors for the last 3 years was a check that was written but the invoice wasn't with the records. A call to the show chair resolved the issue because she had the invoice but forgot to submit it. We are to provide a report to the club's board before the annual meeting in April.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-04
  • S66 Uniform Combined State Law Examination
    2013-03-04
Other Names
  • Wanda L Singhass

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor