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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-09-23
  • HI RA
    APPROVED
    Since 2025-09-23

Branch Locations

55 Merchant St Ste 2100, Honolulu, HI 96813 • United States

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 10/2012 07/2016
Morgan Stanley Beverly Hills CA 06/2020 06/2022
Bankoh Investment Services, Inc. Honolulu HI 06/2022 08/2025
Madison Avenue Securities San Diego CA 09/2025 Present
Buck Wealth Strategies Honolulu HI 09/2025 Present
Buck Financial Services Honolulu HI 09/2025 Present
Huntington Investment Company Columbus OH 08/2016 06/2020
  • 10/2012 → 07/2016
    Columbus, OH
  • 06/2020 → 06/2022
    Beverly Hills, CA
  • 06/2022 → 08/2025
    Bankoh Investment Services, Inc.
    Honolulu, HI
  • 09/2025 → Present
    Madison Avenue Securities
    San Diego, CA
  • 09/2025 → Present
    Buck Wealth Strategies
    Honolulu, HI
  • 09/2025 → Present
    Buck Financial Services
    Honolulu, HI
  • 08/2016 → 06/2020
    Huntington Investment Company
    Columbus, OH
Previous Registrations
  • 2022-09-16 → 2025-08-11
    Bankoh Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
  • 2020-06-18 → 2022-06-27
    Beverly Hills, CA
  • 2016-08-24 → 2020-06-18
    Columbus, OH
    Columbus, OH
  • 2012-10-01 → 2016-08-09
    Columbus, OH
  • 2012-04-19 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
  • 2009-06-01 → 2012-04-30
    Columbus, OH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbus, OH
    Columbus, OH
    South Jordan, UT
  • 2006-10-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    New Albany, OH
  • 2005-07-28 → 2005-08-30
    Columbus, OH
Other Businesses

1.) Name: Buck Financial Services; Investment Related: Yes; Address: 4600 S. Syracuse St. #650 Denver, CO 80237; Nature of the Business: Financial services holding company; Position: Employee; Approx. Hours/Month: 10 Hours; Start Date: 09/2025; 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100, Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 09/2025 3.) Name: 1676 Ala Moana Blvd; Investment Related: No; Address: Honolulu, HI; Nature of the Business: Home Owners Association; Position: Vice President of HOA; Hours Per Week: 2 Hours 4.) MADISON AVENUE SECURITIES - RSA; INVESTMENT RELATED; 13500 EVENING CREEK DR. N. STE 555 SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED SALES ASSISTANT; APPROX. HOURS/MONTH: 160HOURS; START DATE: 09/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-10
  • S66 Uniform Combined State Law Examination
    2006-11-10
Other Names
  • Peter Zirger Smith

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