Spencer Jones Garrett

Employer firm

Chase Investment Counsel Corporation CRD 104648

$510M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2016
  Oppenheimer & Co. Inc.
  Richmond, VA
• 11/2016 → 12/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA
• 07/2017 → 12/2017
  Bank Of America, N.A.
  Richmond, VA
• 12/2018 → 09/2019
  Oppenheimer & Co. Inc
  Richmond, VA
• 11/2017 → 12/2018
  Merrill Lynch
  Richmond, VA
• 09/2019 → 06/2022
  Canal Capital Management, Llc
  Richmond, VA
• 06/2022 → 09/2023
  Cambridge Investment Reserach, Inc.
  Fairfield, IA
• 01/2023 → 09/2023
  Longview Wealth Management
  Atlanta, GA
• 09/2023 → Present
  Chase Investment Counsel Corporation
  Charlottesville, VA

Previous Registrations

• 2023-02-13 → 2023-09-08
  Longview Wealth Management
  Richmond, VA
  Atlanta, GA
• 2019-10-09 → 2023-01-06
  Canal Capital Management, Llc
  Richmond, VA
• 2017-12-20 → 2019-09-06
  Oppenheimer & Co. Inc.
  Richmond, VA
• 2017-04-05 → 2017-12-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, VA

Other Businesses

MEMBER OF ST. MICHAELS SCHOOL OF RICHMOND FINANCE COMMITTEE; 9/1/2025 START DATE, 3 HOURS PER MONTH, RICHMOND VIRGINIA. THE FINANCE COMMITTEE HELPS OVERSEE AND GOVERN THE SCHOOLS FINANCIAL WELLBEING, INCLUDING OVERSEEING EMPLOYEE BENEFITS, OPERATING BUDGET AND EXPENSES, CAPITAL PROJECTS, AS WELL AS STEWARDING THE ENDOWMENT AS IT HAS GROWN SUBSTANITALLY IN RECENT YEARS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-09-27
• S66 Uniform Combined State Law Examination
  2017-04-04