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John Riley Smith

&Partners

Charlottesville, VA

Clayton, MO

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-06
VA RA APPROVED 2026-03-06
  • TX RA
    APPROVED
    Since 2026-03-06
  • VA RA
    APPROVED
    Since 2026-03-06

Branch Locations

650 Peter Jefferson Pkwy, Suite 160, Charlottesville, VA 22911 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlottesville VA 11/2016 03/2026
&Partners Nashville TN 03/2026 Present
Wells Fargo Advisors Llc Charlottesville VA 05/2009 11/2016
Previous Registrations
  • 2006-05-05 → 2026-03-10
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
    Charlottesville, VA
    Charlottesville, VA
    Orange, VA
    Roanoke, VA
    Charlottesville, VA
    Charlottesville, VA
    Charlottesville, VA
  • 2003-02-11 → 2006-05-01
    Truist Investment Services, Inc.
    Charlottesville, VA
    Charlottesville, VA
    Charlottesville, VA
    Culpeper, VA
    Culpeper, VA
    Charlottesville, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-10
S63 Uniform Securities Agent State Law Examination 1998-12-17
  • S66 Uniform Combined State Law Examination
    2003-02-10
  • S63 Uniform Securities Agent State Law Examination
    1998-12-17
Other Names
  • John Riley Smith

View on SEC IAPD

Other Firms

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HARREN EQUITY PARTNERS, LLC
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SELBY LANE CAPITAL, LLC
VIRGINIA GLOBAL ASSET MANAGEMENT, LLC
MORGAN STANLEY
SWIFT RUN CAPITAL MANAGEMENT
TRUIST ADVISORY SERVICES, INC.

Other Investors

JOHN MICHAEL SLOAD
DAVID AUSTIN LEMON
LUCAS M HIGGINS
BENJAMIN DRISKILL MOLINAYVEDIA
SYDNEY LEONARD
JOHN WALTER HIGGINS
RAY FRANKLIN KAUFFMAN
PATRICIA HORNE WOODIE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
WELLS FARGO CLEARING SERVICES, LLC · CHARLOTTESVILLE, VA
HARREN EQUITY PARTNERS, LLC · CHARLOTTESVILLE, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottesville, VA
CARY STREET PARTNERS · Charlottsville, VA
SELBY LANE CAPITAL, LLC · CHARLOTTESVILLE, VA
VIRGINIA GLOBAL ASSET MANAGEMENT, LLC · Charlottesville, VA

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