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George Natividad Viray

Mml Investors Services, LLC

La Jolla, CA

Chula Vista, CA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-04
CA RA APPROVED 2020-08-17
  • TX RA
    APPROVED_RES
    Since 2022-02-04
  • CA RA
    APPROVED
    Since 2020-08-17

Branch Locations

4275 Executive Square Suite 450, La Jolla, CA 92037 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Diego CA 09/2016 07/2020
Unemployed San Diego CA 02/2016 08/2016
Massmutual Pacific Coast La Jolla CA 08/2020 Present
Mml Investors Services, Llc La Jolla CA 08/2020 Present
  • 09/2016 → 07/2020
    Ameriprise Financial Services, Inc.
    San Diego, CA
  • 02/2016 → 08/2016
    Unemployed
    San Diego, CA
  • 08/2020 → Present
    Massmutual Pacific Coast
    La Jolla, CA
  • 08/2020 → Present
    Mml Investors Services, Llc
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-19
S63 Uniform Securities Agent State Law Examination 1998-04-06
  • S65 Uniform Investment Adviser Law Examination
    1998-05-19
  • S63 Uniform Securities Agent State Law Examination
    1998-04-06
Other Names
  • George N Viray

View on SEC IAPD

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