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Timothy John Casey

Ameriprise Financial Services, LLC

Minneapolis, MN

Apple Valley, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-10-21
WA RA APPROVED 2023-10-27
OK RA APPROVED 2022-12-05
MS RA APPROVED 2022-11-29
MN RA APPROVED 2015-10-26
  • VA RA
    APPROVED
    Since 2025-10-21
  • WA RA
    APPROVED
    Since 2023-10-27
  • OK RA
    APPROVED
    Since 2022-12-05
  • MS RA
    APPROVED
    Since 2022-11-29
  • MN RA
    APPROVED
    Since 2015-10-26

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Apple Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 12/2009 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-26
S63 Uniform Securities Agent State Law Examination 1995-03-28
  • S65 Uniform Investment Adviser Law Examination
    2015-10-26
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28

View on SEC IAPD

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