Lori E Slater

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-01-07
FL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2011-01-07
FL RA
APPROVED

Since 2009-06-01

Branch Locations

777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	West Palm Beach	FL	06/2009	Present

06/2009 → Present

Morgan Stanley

West Palm Beach, FL

Previous Registrations

1994-10-21 → 2009-06-01

Citigroup Global Markets Inc.

West Palm Beach, FL

West Palm Beach, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-07-21

S63 Uniform Securities Agent State Law Examination

2006-07-21

Other Names

Lori E Sainz

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews