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Margaret Joan Macisaac

Raymond James & Associates, Inc.

Santa Barbara, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-18
  • CA RA
    APPROVED
    Since 2019-01-18

Branch Locations

1216 State Street Suite 500, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Santa Barbara CA 11/2013 12/2018
Raymond James And Associates Santa Barbara CA 01/2019 Present
  • 11/2013 → 12/2018
    D.A. Davidson & Co.
    Santa Barbara, CA
  • 01/2019 → Present
    Raymond James And Associates
    Santa Barbara, CA
Previous Registrations
  • 2013-11-25 → 2018-12-14
    D.A. Davidson & Co.
    Santa Barbara, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Santa Barbara, CA
  • 2010-01-05 → 2013-11-04
    Crowell, Weedon & Co.
    Santa Barbara, CA
    Encino, CA
  • 2009-06-01 → 2009-12-19
    Morgan Stanley
    Santa Barbara, CA
  • 2008-01-02 → 2009-06-01
    Citigroup Global Markets Inc.
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
  • S66 Uniform Combined State Law Examination
    2007-12-17
Other Names
  • Margaret Joan Macissac
  • Peggy Macisaac

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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