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Deborah Ann Guido

Wells Fargo Clearing Services, LLC

Oakhurst, NJ

Hazlet, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-04-18
  • NJ RA
    APPROVED
    Since 2013-04-18

Branch Locations

1600 Hwy 35 [Support Center], Oakhurst, NJ 07755 • United States

Hazlet, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oakhurst NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oakhurst NJ 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-17
S63 Uniform Securities Agent State Law Examination 1995-09-19
  • S66 Uniform Combined State Law Examination
    2013-04-17
  • S63 Uniform Securities Agent State Law Examination
    1995-09-19
Other Names
  • Debbie Lapolla
  • Debbie Guido

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
WELLS FARGO CLEARING SERVICES, LLC · OAKHURST, NJ
EQUITABLE ADVISORS, LLC · OCEAN, NJ
WESTPEAK FINANCIAL · OCEAN, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEAN, NJ
CETERA INVESTMENT ADVISERS LLC · OCEAN, NJ
BROOKSTONE WEALTH ADVISORS, LLC · Wanamassa, NJ
EDWARD JONES · Oakhurst, NJ

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