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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| NC | RA | APPROVED | 2010-10-20 |
Branch Locations
2021 Valleygate Drive Suite 101, Fayetteville, NC 28304 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Fayetteville | NC | 09/2010 | Present |
Rental Property; 420-4 Bubble Creek Ct Fayetteville NC 28311; Property owner; Maintain property; 01/01/2018; 1.00 Hour(s) Per Quarter; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-20 |
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