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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-11-03
  • MI RA
    APPROVED
    Since 2023-11-03

Branch Locations

39400 Woodward Ave Ste 255, Bloomfield Hills, MI 48304 • United States

Rochester Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities Inc. Farmington MI 04/2015 11/2023
Comerica Bank Farmington MI 03/2015 11/2023
Ameriprise Financial Services, Llc Bloomfield Hills MI 11/2023 Present
  • 04/2015 → 11/2023
    Comerica Securities Inc.
    Farmington, MI
  • 03/2015 → 11/2023
    Comerica Bank
    Farmington, MI
  • 11/2023 → Present
    Bloomfield Hills, MI
Previous Registrations
  • 2015-04-20 → 2023-11-03
    Comerica Securities
    Farmington, MI
    Bloomfield Hills, MI
    Bloomfield Hills, MI
  • 2012-09-27 → 2015-04-01
    Troy, MI
    Columbus, OH
  • 2002-04-23 → 2003-11-20
    Banc One Securities Corporation
    Troy, OH
Other Businesses

Business Ownership; Mage Creek LLC; Owner; Real Estate; 1036 E Harry St, , Hazel Park, MI, 48030; Not Investment-Related; 08/30/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Comerica Bank; Employee; Employed by Comerica Bank; 39400 Woodward Ave, Suite 165, Bloomfield Hills, MI, 48304; Not Investment-Related; 03/15/2015; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-26
S63 Uniform Securities Agent State Law Examination 2009-09-11
S66 Uniform Combined State Law Examination 2001-12-21
  • S65 Uniform Investment Adviser Law Examination
    2012-09-26
  • S63 Uniform Securities Agent State Law Examination
    2009-09-11
  • S66 Uniform Combined State Law Examination
    2001-12-21
Other Names
  • Mary Kathleen Miller

View on SEC IAPD

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