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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-05 |
| MO | RA | APPROVED | 2015-10-02 |
Branch Locations
14767 North Outer 40 Rd Fl 2, Chesterfield, MO 63017 • United States
Manchester, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Town And Country | MO | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Town And Country | MO | 11/2016 | Present |
K & R INVESTORS LLC, INV RELATED, VALLEY PARK, MO, 1% OWNERSHIP, START 11/1/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, AUTHORIZED SIGNER ON SON'S RENTAL AND REHAB PROPERTY BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-15 |
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