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Gwendolyn J Hackett

J.P. Morgan Securities LLC

Clayton, MO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-02-10
TX RA APPROVED 2023-02-10
  • MO RA
    APPROVED
    Since 2023-02-10
  • TX RA
    APPROVED
    Since 2023-02-10

Branch Locations

7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Clayton MO 07/2006 Present
J.P. Morgan Chase Bank, Na Clayton MO 01/2017 Present
Previous Registrations
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Clayton, MO
  • 2006-04-11 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Clayton, MO
  • 1999-07-27 → 2006-01-18
    Banc One Securities Corporation
    Detroit, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-09
S63 Uniform Securities Agent State Law Examination 1994-02-10
  • S65 Uniform Investment Adviser Law Examination
    2023-02-09
  • S63 Uniform Securities Agent State Law Examination
    1994-02-10
Other Names
  • Gwendolyn James Hackett
  • Gwen J. Hackett

View on SEC IAPD

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SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
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SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
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