Adam Hardy

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-06-26

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Citigroup	Florence	KY	07/2015	08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	08/2017	09/2018
Bank Of America, N.A.	Cincinnati	OH	01/2018	09/2018
Northern Kentucky University	Highland Heights	KY	11/2018	12/2019
Fidelity Brokerage Services Llc	Merrimack	NH	05/2020	09/2021
Wholesale Logistical Solutions	Florence	KY	03/2020	05/2020
Wake Forest University	Winston-Salem	NC	09/2021	11/2022
Argi Investment Services, Llc	Louisville	KY	11/2022	04/2023
Cerity Partners	Louisville	KY	04/2023	Present

07/2015 → 08/2017

Citigroup

Florence, KY
08/2017 → 09/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
01/2018 → 09/2018

Bank Of America, N.A.

Cincinnati, OH
11/2018 → 12/2019

Northern Kentucky University

Highland Heights, KY
05/2020 → 09/2021

Fidelity Brokerage Services Llc

Merrimack, NH
03/2020 → 05/2020

Wholesale Logistical Solutions

Florence, KY
09/2021 → 11/2022

Wake Forest University

Winston-Salem, NC
11/2022 → 04/2023

Argi Investment Services, Llc

Louisville, KY
04/2023 → Present

Cerity Partners

Louisville, KY

2022-11-10 → 2023-04-24

Cerity Partners Ocio Llc

Sharonville, OH

New York, NY
2020-07-14 → 2021-09-14

Fidelity Personal And Workplace Advisors

Covington, KY
2017-10-25 → 2018-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-23
S63	Uniform Securities Agent State Law Examination	2017-03-13

Other Firms