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Donna Daria Alexander

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Johnson City, TN

Glastonbury, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-08-04
TX RA APPROVED_RES 2009-01-08
CT RA APPROVED 2004-07-01
  • TN RA
    APPROVED
    Since 2022-08-04
  • TX RA
    APPROVED_RES
    Since 2009-01-08
  • CT RA
    APPROVED
    Since 2004-07-01

Branch Locations

206 Princeton Rd, Johnson City, TN 37601 • United States

200 Glastonbury Blvd, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 02/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-11
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1996-04-11
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22
Other Names
  • Donna Daria Romaniello
  • Donna Mondich
  • Donna Corris
  • Donna Daria Mondich

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
UBS FINANCIAL SERVICES INC. · JOHNSON CITY, TN
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