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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-12-18 |
| TX | RA | APPROVED_RES | 2025-12-18 |
Branch Locations
121 South Tejon Street Suite 700, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2020 | 08/2023 |
| Tower Financial Partners | Colorado Springs | CO | 01/2015 | 01/2018 |
| Papa Johns Pizza Company | Colorado Springs | CO | 04/2015 | 07/2017 |
| Adams State University | Alamosa | CO | 08/2015 | 05/2020 |
| Schwab Wealth Advisory, Inc. | Lone Tree | CO | 01/2023 | 08/2023 |
| Advisors Asset Management, Inc | Monument | CO | 08/2023 | 03/2025 |
| Morgan Stanley | Colorado Springs | CO | 12/2025 | Present |
| Unemployed | Colorado Springs | CO | 03/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
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