Nicholas Todd Smith

Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 07/2018
  Pekin Insurance
  Pekin, IL
• 07/2018 → 11/2020
  Allstate Insurance Co
  Orlando, FL
• 11/2020 → 06/2026
  American United Life
  Cantonment, FL
• 01/2021 → 06/2026
  Oneamerica Securities
  Cantonment, FL
• 07/2026 → Present
  Madison Avenue Securities
  San Diego, CA
• 12/2020 → Present
  American Heritage Financial
  Cantonment, FL

Previous Registrations

• 2024-12-20 → 2026-06-26
  Oneamerica Securities, Inc.
  Indianapolis, IN
  Cantonment, FL

Other Businesses

1. American Heritage Financial; 31585 Gateway Ln, Cantonment, FL 32533; Non-Variable Insurance; Agent; Start Date 12/1/2020; Investment-Related; Approx 80 Hrs/Month, 80 Hrs/Month during trading hours; Insurance Sales and Services. 2. Wealth DX LLC; 240 N Tarragona St, Pensacola, FL 32502; Financial Education for Medical Professionals; Partner; Start Date 3/2023; Not Investment-Related; Approx 10 Hrs/Month, 0 Hrs/Month during trading hours. 3. Nick Smith Insurance Agency; 3155 Gateway Ln, Suite 1, Cantonment, FL 32533; Commission Trails on sold book of business; Agent/Owner; Start Date 10/2023; Investment-Related; 0 Hrs/Month, 0 Hrs/Month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-18
• S63 Uniform Securities Agent State Law Examination
  2012-03-23

Other Names

• Nick Smith
• Nicholas Todd Smith
• Nicholas Smith