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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-17 |
Branch Locations
5100 W Tilghman St Ste 211, Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade, Inc. | Great Neck | NY | 12/2015 | 03/2019 |
| Jpmorgan Chase Bank, N.A. | Woodbury | NY | 03/2019 | 12/2025 |
| Jp Morgan Securities Llc | Woodbury | NY | 03/2019 | 12/2025 |
| Td Ameritrade Investment Management, Llc | Great Neck | NY | 05/2016 | 03/2019 |
| Valley National Investments Inc. | Bethlehem | PA | 01/2026 | 06/2026 |
| Valley National Advisers Inc | Bethleham | PA | 01/2026 | 06/2026 |
| Ameriprise Financial Services, Llc | Allentown | PA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-10 |
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