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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-12-06 |
Branch Locations
5636 Bridgetown Rd Suite H, Cincinnati, OH 45248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2016 | 10/2021 |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 11/2021 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: ALTENAU FINANCIAL SERVICES | POSITION HELD: AGENT | ADDRESS: 5636 BRIDGETOWN RD, SUITE H, CINCINNATI, OH 45248 | START DATE: 11/16/2021 | NATURE OF ACTIVITY: INVESTMENT ADVISORY SERVICES | APPROX HRS PER MTH: 101-140 HRS | APPROX TRADING HRS PER MTH: 101- 140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. 2) BOARD MEMBER | INVESTMENT RELATED: NO | DBA NAME: THE BRIDGE ADAPTIVE SPORTS & RECREATION | POSITION HELD: BOARD MEMBER | ADDRESS: 1614 WESTMORELAND AVE, CINCINNATI, OH 45223 | START DATE: 9/1/2020 | NATURE OF ACTIVITY: OTHER - NON-PROFIT | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: BOARD MEMBER/TREASURER OF NON-PROFIT HELP TO MAKE ADAPTIVE SPORTS MORE ACCESSIBLE FOR PEOPLE WITH DISABILITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-09-13 |
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