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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-02-15
  • MN RA
    APPROVED
    Since 2023-02-15

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Minneapolis MN 06/2016 08/2021
Seam Design And Company Maple Grove MN 10/2015 09/2019
Northland Securities Minneapolis MN 08/2021 02/2023
Rbc Capital Markets, Llc Minneapolis MN 02/2023 Present
  • 06/2016 → 08/2021
    Minneapolis, MN
  • 10/2015 → 09/2019
    Seam Design And Company
    Maple Grove, MN
  • 08/2021 → 02/2023
    Northland Securities
    Minneapolis, MN
  • 02/2023 → Present
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-19
S63 Uniform Securities Agent State Law Examination 2014-05-13
  • S66 Uniform Combined State Law Examination
    2019-11-19
  • S63 Uniform Securities Agent State Law Examination
    2014-05-13

View on SEC IAPD

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