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Carol J Marlowe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-10-11
CT RA APPROVED 2011-09-28
  • TX RA
    APPROVED_RES
    Since 2011-10-11
  • CT RA
    APPROVED
    Since 2011-09-28

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley MA 08/2011 Present
Bank Of America, N.A. Wellesley MA 11/2011 Present
Previous Registrations
  • 2008-12-15 → 2011-09-01
    Citigroup Global Markets Inc.
    Westlake Village, CA
    Westport, CT
    Westport, CT
    Fairfield, CT
    Norwalk, CT
    Plainview, NY
    Tampa, FL
    Westport, CT
    Stamford, CT
    Ridgefield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
  • S66 Uniform Combined State Law Examination
    2008-12-08
Other Names
  • Carol Marlowe
  • Carol J Menscule
  • Carol J Mcauliffe
  • Carol J Mcauliffe
  • Carol J Menschel

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
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