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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-05-24 |
Branch Locations
999 Bishop Street Suite 1850, Honolulu, HI 96813 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Service,Inc | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | Present |
| First Hawaiian Bank | Honolulu | HI | 08/2005 | Present |
| Bancwest Investment Services | Honolulu | HI | 11/2005 | 05/2017 |
(1) Name of Business: First Hawaiian Advisors Address: 999 Bishop St Ste 2800, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Manager (2) Name of Business: Rental Property Address: 3075 Hiehie Street, Honolulu, HI, 96822, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3) Name of Business: Tottori Address: 3075 Hiehie Street, Honolulu, HI, 96822, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/08/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the co-trustee on my wife's RLT. She is also a co-trustee on my RLT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-06 |
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