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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2020-12-21 |
| TX | RA | APPROVED_RES | 2014-09-15 |
| CT | RA | APPROVED | 2013-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Newton | MA | 08/2013 | Present |
| Merrill Lynch Pierce Fenner & Smith Incorporated | Newton | MA | 05/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-07 |
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