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Robert Wertheimer

J.P. Morgan Securities LLC

Rockville Centre, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-10
NY RA APPROVED 2022-10-06
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • NY RA
    APPROVED
    Since 2022-10-06

Branch Locations

10 North Village Ave., Rockville Centre, NY 11570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Rockville Centre NY 08/2022 Present
J.P. Morgan Securities Llc Rockville Centre NY 08/2022 Present
Bank Of America Na New York NY 08/2011 07/2022
  • 08/2022 → Present
    Jpmorgan Chase Bank, Na.
    Rockville Centre, NY
  • 08/2022 → Present
    J.P. Morgan Securities Llc
    Rockville Centre, NY
  • 08/2011 → 07/2022
    Bank Of America Na
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-06
S63 Uniform Securities Agent State Law Examination 1993-07-08
  • S66 Uniform Combined State Law Examination
    2022-10-06
  • S63 Uniform Securities Agent State Law Examination
    1993-07-08
Other Names
  • Robert Waine Wertheimer

View on SEC IAPD

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Other Investors

BLAKE HUNLEY SPENCER
THOMAS MUSTO
JOSEPH DONALD ESPOSITO
LEONARD FRANCIS MARZIGLIANO
CHRISTOPHER CORNETT
RICHARD CHARLES LAHN
FALGUN JARIWALA
TIMOTHY MAHONEY ARCHARD

Other Offices

THE PINNACLE FINANCIAL GROUP · ROCKVILLE CENTRE, NY
LPL FINANCIAL LLC · ROCKVILLE CENTRE, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Oceanside, NY
CITIGROUP GLOBAL MARKETS INC. · ROCKVILLE CENTRE, NY
BAYRIDGE FINANCIAL GROUP, INC. · ROCKVILLE CENTRE, NY
CITIZENS SECURITIES, INC. · ROCKVILLE CENTRE, NY
KESTRA ADVISORY SERVICES, LLC · ROCKVILLE CENTRE, NY
PFS INVESTMENTS INC. · ROCKVILLE CENTRE, NY

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