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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-07 |
Branch Locations
9 South Long Beach Road, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Babylon | NY | 12/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Babylon | NY | 11/2016 | 02/2017 |
| Lpl Financial Llc | Rockville Centre | NY | 02/2017 | Present |
| The Pinnacle Financial Group | Rockville Centre | NY | 02/2017 | Present |
1) 2/17/17 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/16/2017 - 30 Hours Per Month/6 Hours During Securities Trading - Time Spent 100%. 2) 4/25/2017 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/16/2017 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 4/25/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 8/17/2017 - Zer Hour Music, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 04/22/2003 - 4 Hours Per Month/1 Hour During Securities Trading. 4) 11/07/2017 - Musto Wealth Management, LLC - Not Investment Related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - Start date 10/02/2017 - 1 hour per month/0 hours during security trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-10 |
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