Joseph Donald Esposito

Current Employers

Employment History

• 12/2002 → Present
  Lpl Financial, Llc
  Rockville Centre, NY
• 02/2013 → Present
  The Pinnacle Financial Group
  Rockville Centre, NY

Previous Registrations

• 2002-12-18 → 2003-01-09
  Wells Fargo Advisors Financial Network, Llc
  Valley Stream, NY

Other Businesses

1. 05/07/2003 - PINNACLE FINANCIAL SERVICES - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 02/26/2009 - REAL ESTATE RENTAL - RENTAL HOME IN ELMONT, NEW YORK. 3. 02/15/2013 - The Pinnacle Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 01/13/2014 - JLE PROPERTY MANAGEMENT - REAL ESTATE RENTAL - ONE OFFICE BUILDING - TIME SPENT 5% - ROCKVILLE CENTRE, NY 5. 05/05/2014 - HILLSBORO REALTY - REAL ESTATE RENTAL - ONE RENTAL PROPERTY. THEY ARE NOT CLIENTS OR ADVISORS,OR BD'S - TIME SPENT 2% - ROCKVILLE CENTRE, NY 6. 01/22/2016 - Logstar Property Management LLC - INV REL - 866 West Jericho Turnpike, Huntington NY - Real Estate Rental - START 01/12/2016 - 2 HOURS PER MONTH. 7. 6/13/2017 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/31/2016 - 20 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 6/13/2017. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 12/15/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 11/06/2017 - 2 Hours Per Month/1 During Securities Trading. 9. 08/26/2019 - Securities Reality LLC - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:08/01/2019 - 5 hrs/mo - 0 hrs during trading. 10. 11/18/2021 - Securities Reality LLC - Investment Related - 555 Broadhollow Rd, Melville, NY 11747 - Real Estate Rental - Started 11/16/2021 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-05
• S63 Uniform Securities Agent State Law Examination
  1998-10-19

Other Names

• Joseph D Esposito