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Current Employers
The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-27
  • NY RA
    APPROVED
    Since 2024-12-27

Branch Locations

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Watermill Institutional Trading Bay Islands FL 01/2021 12/2022
University Of Southern California Los Angeles CA 08/2017 05/2020
Total Eclipse Entertainment Llc New York NY 09/2017 12/2021
Self- Employment New York NY 05/2014 Present
Lwpartners New York NY 07/2020 01/2021
Neuberger Berman New York NY 01/2022 12/2024
Lpl Financial Llc Rockville Centre NY 12/2024 Present
  • 01/2021 → 12/2022
    Watermill Institutional Trading
    Bay Islands, FL
  • 08/2017 → 05/2020
    University Of Southern California
    Los Angeles, CA
  • 09/2017 → 12/2021
    Total Eclipse Entertainment Llc
    New York, NY
  • 05/2014 → Present
    Self- Employment
    New York, NY
  • 07/2020 → 01/2021
    Lwpartners
    New York, NY
  • 01/2022 → 12/2024
    Neuberger Berman
    New York, NY
  • 12/2024 → Present
    Lpl Financial Llc
    Rockville Centre, NY
Previous Registrations
Other Businesses

1- 12/2024 / The Pinnacle Financial Group / DBA for LPL Business (entity for LPL business) / inv rltd / 140 hrs mnth / 7 hrs during trading / start 12/1/2024 2 -12/2024 / Performer - Comedy / other / non inv rltd / start 1/1/2025 3- 12/2024 / Wolfpack Ventrues LLC / other / non inv rltd / start 01/01/2024 4- 12/2024 / Real Estate Agent License / other / non inv rltd / start 03/01/2023 5) 12/17/2024- The Pinnacle Financial Group- Registered Investment Advisor DBA- I provide administrative support to THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At reported business location(s)- Start date 12/05/2024- 140 Hours Per Month- 7 Hours During Trading 6) 12/17/2024- The Pinnacle Financial Group- Registered Investment Advisor- I provide administrative support to THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At reported business location(s)- Start date 12/05/2024- 140 Hours Per Month- 7 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-18
S63 Uniform Securities Agent State Law Examination 2021-09-09
  • S65 Uniform Investment Adviser Law Examination
    2022-07-18
  • S63 Uniform Securities Agent State Law Examination
    2021-09-09

View on SEC IAPD

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