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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-27 |
Branch Locations
9 South Long Beach Road, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Watermill Institutional Trading | Bay Islands | FL | 01/2021 | 12/2022 |
| University Of Southern California | Los Angeles | CA | 08/2017 | 05/2020 |
| Total Eclipse Entertainment Llc | New York | NY | 09/2017 | 12/2021 |
| Self- Employment | New York | NY | 05/2014 | Present |
| Lwpartners | New York | NY | 07/2020 | 01/2021 |
| Neuberger Berman | New York | NY | 01/2022 | 12/2024 |
| Lpl Financial Llc | Rockville Centre | NY | 12/2024 | Present |
1- 12/2024 / The Pinnacle Financial Group / DBA for LPL Business (entity for LPL business) / inv rltd / 140 hrs mnth / 7 hrs during trading / start 12/1/2024 2 -12/2024 / Performer - Comedy / other / non inv rltd / start 1/1/2025 3- 12/2024 / Wolfpack Ventrues LLC / other / non inv rltd / start 01/01/2024 4- 12/2024 / Real Estate Agent License / other / non inv rltd / start 03/01/2023 5) 12/17/2024- The Pinnacle Financial Group- Registered Investment Advisor DBA- I provide administrative support to THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At reported business location(s)- Start date 12/05/2024- 140 Hours Per Month- 7 Hours During Trading 6) 12/17/2024- The Pinnacle Financial Group- Registered Investment Advisor- I provide administrative support to THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.- INV Related- At reported business location(s)- Start date 12/05/2024- 140 Hours Per Month- 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-09 |
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