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Current Employers
The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-24
  • NY RA
    APPROVED
    Since 2021-08-24

Branch Locations

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enviro-Linen Jackson MS 01/2016 07/2017
Unemployed New Hyde Park NY 08/2017 12/2017
Lpl Financial Llc Rockville Centre NY 01/2018 Present
The Pinnacle Financial Group Rockville Centre NY 08/2018 Present
  • 01/2016 → 07/2017
    Enviro-Linen
    Jackson, MS
  • 08/2017 → 12/2017
    Unemployed
    New Hyde Park, NY
  • 01/2018 → Present
    Lpl Financial Llc
    Rockville Centre, NY
  • 08/2018 → Present
    Rockville Centre, NY
Other Businesses

1) 05/25/2018 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business)- inv rel - at reported business location(s) - start: 05/2018 - 160 hr/mth. 2) 3/24/2020 - Alphastrat Wealth Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/05/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 3) 05/16/2022 - NYTENN Properties LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/06/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. 4) 3/9/2023 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 02/10/2020 - 160 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 12/05/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Started 01/25/2021 - 15 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-10
  • S63 Uniform Securities Agent State Law Examination
    2020-02-10

View on SEC IAPD

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