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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-24 |
Branch Locations
9 South Long Beach Road, Rockville Centre, NY 11570 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enviro-Linen | Jackson | MS | 01/2016 | 07/2017 |
| Unemployed | New Hyde Park | NY | 08/2017 | 12/2017 |
| Lpl Financial Llc | Rockville Centre | NY | 01/2018 | Present |
| The Pinnacle Financial Group | Rockville Centre | NY | 08/2018 | Present |
1) 05/25/2018 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business)- inv rel - at reported business location(s) - start: 05/2018 - 160 hr/mth. 2) 3/24/2020 - Alphastrat Wealth Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 03/05/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 3) 05/16/2022 - NYTENN Properties LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 05/06/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. 4) 3/9/2023 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 02/10/2020 - 160 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 12/05/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Started 01/25/2021 - 15 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-10 |
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