Falgun Jariwala

Current Employers

The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-03
TX	RA	APPROVED	2015-04-24
CT	RA	APPROVED	2014-06-04

NY RA
APPROVED

Since 2021-09-03
TX RA
APPROVED

Since 2015-04-24
CT RA
APPROVED

Since 2014-06-04

Branch Locations

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Darien	CT	07/2008	Present
The Pinnacle Financial Group	Darien	CT	05/2014	Present

07/2008 → Present

Lpl Financial, Llc

Darien, CT
05/2014 → Present

The Pinnacle Financial Group

Darien, CT

Other Businesses

(1) 01/29/2010 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NORTH STAR WEALTH INVESTORS, LLC - DARIEN, CT (2) 06/23/2014 - THE PINNACLE FINANCIAL GROUP - REGISTERED INVESTMENT ADVISOR - (HYBRID) NORTH STAR WEALTH INVESTORS, LLC - TIME SPENT 75% - DARIEN, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-02

S66 Uniform Combined State Law Examination

2008-10-02

View on SEC IAPD

Current Employers

The Pinnacle Financial Group

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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