Dennis Scott Sappington

Current Employers

Employment History

• 09/2014 → Present
  Morgan Stanley
  Chesterfield, MO
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2005-06-17 → 2014-09-08
  Wells Fargo Clearing Services, Llc
  St. Charles, MO
• 2002-05-14 → 2005-06-20
  Morgan Stanley Dw Inc.
  St. Charles, MO

Other Businesses

*218769 - DRG LLC; Investment related: No; Jefferson County, Iowa; Agriculture; Partner, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2005; During business hours: 0; After business hours: 16 6. Hunting/CRP ground; Investment related; Brighton, IA; Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2018; During business hours: 0; After business hours: 40 *415199- Sappington Properties LLC; Investment related Yes; Saint Charles, Missouri; Recreation, Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 0; After business hours: 5 *415207 - Sappington/Connor Properties LLC; Investment related Yes; Saint Charles, MO; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 4. *512284 - All Hands on DEKK LLC; Investment related: Yes; Saint Charles, Missouri; Boat Chartering business; Partner or Member of the LLC (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 20; Other

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-12
• S63 Uniform Securities Agent State Law Examination
  1993-06-21