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Pamela Jane Marti

Rbc Capital Markets, LLC

Minneapolis, MN

Minnetonka, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-02-27
  • MN RA
    APPROVED
    Since 2017-02-27

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Minneapolis MN 02/2009 Present
  • 02/2009 → Present
    Rbc Capital Markets
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-27
S63 Uniform Securities Agent State Law Examination 2006-04-14
  • S65 Uniform Investment Adviser Law Examination
    2017-02-27
  • S63 Uniform Securities Agent State Law Examination
    2006-04-14
Other Names
  • Pamela J Johnson
  • Pamela Jane Johnson

View on SEC IAPD

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