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Gerald Robert Jones

Raymond James & Associates, Inc.

Colorado Springs, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-01-12
TX RA APPROVED 2018-01-12
  • CO RA
    APPROVED
    Since 2018-01-12
  • TX RA
    APPROVED
    Since 2018-01-12

Branch Locations

102 North Cascade Avenue Suite 600, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Colorado Springs CO 07/2009 11/2016
Wells Fargo Clearing Services, Llc Colorado Springs CO 11/2016 01/2018
Raymond James & Associates Colorado Springs CO 01/2018 Present
  • 07/2009 → 11/2016
    Wells Fargo Advisors Llc
    Colorado Springs, CO
  • 11/2016 → 01/2018
    Wells Fargo Clearing Services, Llc
    Colorado Springs, CO
  • 01/2018 → Present
    Raymond James & Associates
    Colorado Springs, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-06
S63 Uniform Securities Agent State Law Examination 1992-01-29
  • S65 Uniform Investment Adviser Law Examination
    2001-02-06
  • S63 Uniform Securities Agent State Law Examination
    1992-01-29

View on SEC IAPD

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Other Investors

KARLA ROSS
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JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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