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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-10-27 |
| TX | RA | APPROVED_RES | 2025-10-24 |
| OK | RA | APPROVED | 2025-10-23 |
| PA | RA | APPROVED | 2025-10-10 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Elliottsburg, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2018 | 03/2022 |
| Unemployed | Harrisburg | PA | 05/2018 | 10/2018 |
| Cushman And Wakefield | Harrisburg | PA | 03/2018 | 04/2018 |
| Faulkner Buick Gmc | Harrisburg | PA | 12/2015 | 03/2018 |
| Tiaa | Elliottsburg | PA | 04/2023 | 03/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Elliottsburg | PA | 04/2023 | 03/2025 |
| Unemployed | Elliottsburg | PA | 03/2022 | 04/2023 |
| Thrivent Investment Management Inc. | Minneapolis | MN | 10/2025 | Present |
| Thrivent Financial | Appleton | WI | 10/2025 | Present |
| Unemployed | Elliottsburg | PA | 04/2025 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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