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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-01 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of California Irvine | Irvine | CA | 06/2012 | 06/2016 |
| Lyft | San Diego | CA | 06/2015 | 06/2020 |
| Towne Park | Coronado | CA | 12/2017 | 05/2019 |
| Bank Of America | San Diego | CA | 02/2017 | 07/2017 |
| Sycuan Casino Resort | El Cajon | CA | 02/2019 | 12/2019 |
| Lpl Financial | La Mesa | CA | 12/2019 | 04/2020 |
| Semper Solaris | El Cajon | CA | 06/2020 | 07/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2020 | 06/2021 |
| Northwestern Mutual Investment Services Llc | Castle Rock | CO | 12/2020 | 06/2021 |
| Commonwealth Financial Network | Waltham | MA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-17 |
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