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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-06-17
OK RA APPROVED 2025-06-16
TX RA APPROVED 2024-10-16
CO RA APPROVED 2024-10-10
  • DC RA
    APPROVED
    Since 2025-06-17
  • OK RA
    APPROVED
    Since 2025-06-16
  • TX RA
    APPROVED
    Since 2024-10-16
  • CO RA
    APPROVED
    Since 2024-10-10

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank-Cpwm San Antonio TX 06/2012 11/2023
Thrivent Investment Management Inc Colorado Springs CO 10/2024 Present
Unemployed San Antonio TX 12/2023 09/2024
Thrivent Financial Appleton WI 10/2024 02/2025
Thrivent Financial Appleton WI 02/2025 05/2025
Thrivent Financial Appleton WI 05/2025 Present
  • 06/2012 → 11/2023
    Citibank-Cpwm
    San Antonio, TX
  • 10/2024 → Present
    Colorado Springs, CO
  • 12/2023 → 09/2024
    Unemployed
    San Antonio, TX
  • 10/2024 → 02/2025
    Thrivent Financial
    Appleton, WI
  • 02/2025 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

NES Legacy; Partnership to hold rental properties; Investment-related; San Antonio, TX; Affiliation started 02/23/2018; Title: Partner; Duties: Seek properties to purchase for rental income; No time is devoted to the business each month during securities trading hours; 10 hours are devoted to the business each month outside of securities trading hours. JESUS' CHURCH CS POSITION: Lead Pastor NATURE: Christian Church opened as DBA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2024 ADDRESS: 8845 Alpine valley dr., Colorado Springs CO 80920, United States DESCRIPTION: Preach and teach the bible, pray for, and counsel people. Manage people and Coordinate church events. NESLEGACY POSITION: Co-Owner NATURE: We buy and hold real estate properties for the purpose of renting them. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2018 ADDRESS: 8845 Alpine valley dr., Colorado Springs CO 80920, United States DESCRIPTION: Manage rental applications agreements, collect rents, respond to renter needs and repair issues. Manage and maintain property maintenance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-29
S63 Uniform Securities Agent State Law Examination 2016-10-28
  • S65 Uniform Investment Adviser Law Examination
    2018-04-29
  • S63 Uniform Securities Agent State Law Examination
    2016-10-28
Other Names
  • Natking Steve Mota
  • Natking Mota
  • Nat Mota

View on SEC IAPD

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