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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-06-17 |
| OK | RA | APPROVED | 2025-06-16 |
| TX | RA | APPROVED | 2024-10-16 |
| CO | RA | APPROVED | 2024-10-10 |
Branch Locations
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
Colorado Springs, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank-Cpwm | San Antonio | TX | 06/2012 | 11/2023 |
| Thrivent Investment Management Inc | Colorado Springs | CO | 10/2024 | Present |
| Unemployed | San Antonio | TX | 12/2023 | 09/2024 |
| Thrivent Financial | Appleton | WI | 10/2024 | 02/2025 |
| Thrivent Financial | Appleton | WI | 02/2025 | 05/2025 |
| Thrivent Financial | Appleton | WI | 05/2025 | Present |
NES Legacy; Partnership to hold rental properties; Investment-related; San Antonio, TX; Affiliation started 02/23/2018; Title: Partner; Duties: Seek properties to purchase for rental income; No time is devoted to the business each month during securities trading hours; 10 hours are devoted to the business each month outside of securities trading hours. JESUS' CHURCH CS POSITION: Lead Pastor NATURE: Christian Church opened as DBA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2024 ADDRESS: 8845 Alpine valley dr., Colorado Springs CO 80920, United States DESCRIPTION: Preach and teach the bible, pray for, and counsel people. Manage people and Coordinate church events. NESLEGACY POSITION: Co-Owner NATURE: We buy and hold real estate properties for the purpose of renting them. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/23/2018 ADDRESS: 8845 Alpine valley dr., Colorado Springs CO 80920, United States DESCRIPTION: Manage rental applications agreements, collect rents, respond to renter needs and repair issues. Manage and maintain property maintenance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-28 |
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