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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-08-13
  • MN RA
    APPROVED
    Since 2015-08-13

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Evansville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 03/2014 Present
Thrivent Financial Appleton WI 12/2014 01/2022
Thrivent Financial Appleton WI 01/2022 Present
  • 03/2014 → Present
    Minneapolis, MN
  • 12/2014 → 01/2022
    Thrivent Financial
    Appleton, WI
  • 01/2022 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

GARDONVILLE COOP BOARD OF DIRECTORS POSITION: Board Member NATURE: Gardonville Coop provides communication services to communities in Central Minnesota. (Internet, Stream TV, phone) This would be a Board position for a local Co-op. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/28/2025 ADDRESS: 800 Central Ave N, Brandon MN 56315, United States DESCRIPTION: Voting Board member for the coop. Vote on pricing of services, staff members benefits etc. I will have not check writing authorities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-12
S63 Uniform Securities Agent State Law Examination 2014-09-29
  • S65 Uniform Investment Adviser Law Examination
    2015-08-12
  • S63 Uniform Securities Agent State Law Examination
    2014-09-29
Other Names
  • Carol Florine
  • Carol Ann Florine

View on SEC IAPD

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