Andrew Barrett Ocain

Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2014-05-20

CO RA
APPROVED

Since 2014-05-20

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Rowe Price	Colorado Springs	CO	08/2013	Present

08/2013 → Present

T. Rowe Price

Colorado Springs, CO

Other Businesses

Nevis, LLC; Investment Related; Colorado; Personal Real Estate Investing in Residential Properties; Co-Owner, Co-Member; 2/15/2023; 10 hours per month; 0 during trading; Purchase, Renovate, and sell/rent properties

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-19

S66 Uniform Combined State Law Examination

2014-05-19

View on SEC IAPD

Current Employers

T. Rowe Price Advisory Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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