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Samantha Riane Dichiacchio

Kovack Advisors, Inc.

Ft. Lauderdale, FL

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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-06-30
  • FL RA
    APPROVED
    Since 2016-06-30

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 10/2015 05/2016
Kovack Securities, Inc. Fort Lauderdale FL 06/2016 Present
Kovack Advisors, Inc Fort Lauderdale FL 06/2016 Present
  • 10/2015 → 05/2016
    Morgan Stanley
    Purchase, NY
  • 06/2016 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 06/2016 → Present
    Kovack Advisors, Inc
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-23
  • S66 Uniform Combined State Law Examination
    2015-04-23
Other Names
  • Samantha Alford
  • Samantha Riane Alford

View on SEC IAPD

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Other Offices

KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL
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