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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-10-03 |
| NH | RA | APPROVED | 2021-08-05 |
| NY | RA | APPROVED | 2021-07-09 |
| CT | RA | APPROVED | 2021-04-14 |
| VT | RA | APPROVED | 2021-04-13 |
| TX | RA | APPROVED_RES | 2019-01-31 |
| ME | RA | APPROVED | 2017-02-23 |
Branch Locations
60 Lake St, Burlington, VT 05401 • United States
900 Elm St, Manchester, NH 03101 • United States
100 Market St, Portsmouth, NH 03801 • United States
Old Orchard Beach, ME • United States
1 Monument Sq, Portland, ME 04101 • United States
39 Bonnet St, Manchester Center, VT 05255 • United States
63 S Main St, Hanover, NH 03755 • United States
118 Storrs St, Concord, NH 03301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | ME | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | ME | 11/2016 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | ME | 02/2017 | Present |
| Bank Of America, N.A. | Portland | ME | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-26 |
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