Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2016-11-15
TX RA APPROVED_RES 2016-11-04
  • VT RA
    APPROVED
    Since 2016-11-15
  • TX RA
    APPROVED_RES
    Since 2016-11-04

Branch Locations

40 Main Street Suite 400, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington VT 08/1989 11/2016
Raymond James & Associates, Inc. Burlington VT 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-11
S63 Uniform Securities Agent State Law Examination 1987-06-17
  • S65 Uniform Investment Adviser Law Examination
    2002-02-11
  • S63 Uniform Securities Agent State Law Examination
    1987-06-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Burlington, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor