Best Investors Account Sign in

Gaingels Management LLC

Burlington, VT

Locations 1
Owners 4
Private funds 938
At a Glance
Firm type
ERA
Registered
Jan 24, 2022
CRD #
317100
Locations
1
Locations 1
Location Advisors City State
0 BURLINGTON VT
BURLINGTON, VT • 0 advisors
Registered Advisors 0

No advisors on record.

Owners & Control Persons 4
Name Title Ownership Schedule
BEATTY, DAVID, VINCENT MEMBER C A
STEINBERG, PETER, BANET MEMBER A A
THIONE, GIOVANNI, LORENZO MEMBER B A
GROSSINGER, PAUL, SCOTT MEMBER C A
BEATTY, DAVID, VINCENT
MEMBER • Ownership C • Schedule A
STEINBERG, PETER, BANET
MEMBER • Ownership A • Schedule A
THIONE, GIOVANNI, LORENZO
MEMBER • Ownership B • Schedule A
GROSSINGER, PAUL, SCOTT
MEMBER • Ownership C • Schedule A
Private Funds 938
Fund Type Gross assets
BLUE JAY EMOCHA INVESTMENT II, LLC 470632
BLUE JAY EMOCHA INVESTMENT, LLC 575939
BLUE JAY LANDSDOWNE LABS, LLC
BLUE JAY OMELET INVESTMENT LLC 145000
BLUE JAY SONAVEX INVESTMENT II, LLC 100000
BLUE JAY SONAVEX INVESTMENT, LLC 45000
BLUE JAY THNKS, LLC 336394
BLUE JAY VOGA INVESTMENT, LLC
BLUEJAY GAINGELS SONAVEX LLC 285000
GAINGELS 305 LLC 400000
GAINGELS ABALONE BIO LLC 189995
GAINGELS ACCERN LLC 17028
GAINGELS ACHATO LLC 639159
GAINGELS AETHER BIO LLC 387500
GAINGELS AIQ LLC 250676
GAINGELS ALTO SERIES A LLC 289040
GAINGELS ANDIE SWIM LLC 377167
GAINGELS ANZU LLC
GAINGELS ARCHER ROOSE LLC 222869
GAINGELS ARMORY LLC 583680
GAINGELS ATTIVARE LLC 100000
GAINGELS AVERON, LLC 265000
GAINGELS BASE OPERATIONS 2021 LLC 499946
GAINGELS BEHAVIORAL HEALTH LLC 100000
GAINGELS BETTER BRAND LLC
GAINGELS BLOCKSTREAM LLC 148302
GAINGELS BLOCPOWER LLC 310998
GAINGELS BLUECORE LLC 335800
GAINGELS BLYNCSY LLC 489827
GAINGELS BORROWELL LLC 197729
GAINGELS BREX LLC 320000
GAINGELS BUNGALOW LLC 1100000
GAINGELS BY HEART LLC 150000
GAINGELS CALIBER LLC 115000
GAINGELS CAMBRIAN LLC 75048
GAINGELS CARBON38 LLC 42855
GAINGELS CB FUND LLC 17806
GAINGELS CEREBRAL LLC 13600650
GAINGELS CHAOS VENTURES YUMI LLC 200000
GAINGELS CLOSEDLOOP LLC 379749
BLUE JAY EMOCHA INVESTMENT II, LLC
• 470632
BLUE JAY EMOCHA INVESTMENT, LLC
• 575939
BLUE JAY LANDSDOWNE LABS, LLC
BLUE JAY OMELET INVESTMENT LLC
• 145000
BLUE JAY SONAVEX INVESTMENT II, LLC
• 100000
BLUE JAY SONAVEX INVESTMENT, LLC
• 45000
BLUE JAY THNKS, LLC
• 336394
BLUE JAY VOGA INVESTMENT, LLC
BLUEJAY GAINGELS SONAVEX LLC
• 285000
GAINGELS 305 LLC
• 400000
GAINGELS ABALONE BIO LLC
• 189995
GAINGELS ACCERN LLC
• 17028
GAINGELS ACHATO LLC
• 639159
GAINGELS AETHER BIO LLC
• 387500
GAINGELS AIQ LLC
• 250676
GAINGELS ALTO SERIES A LLC
• 289040
GAINGELS ANDIE SWIM LLC
• 377167
GAINGELS ANZU LLC
GAINGELS ARCHER ROOSE LLC
• 222869
GAINGELS ARMORY LLC
• 583680
GAINGELS ATTIVARE LLC
• 100000
GAINGELS AVERON, LLC
• 265000
GAINGELS BASE OPERATIONS 2021 LLC
• 499946
GAINGELS BEHAVIORAL HEALTH LLC
• 100000
GAINGELS BETTER BRAND LLC
GAINGELS BLOCKSTREAM LLC
• 148302
GAINGELS BLOCPOWER LLC
• 310998
GAINGELS BLUECORE LLC
• 335800
GAINGELS BLYNCSY LLC
• 489827
GAINGELS BORROWELL LLC
• 197729
GAINGELS BREX LLC
• 320000
GAINGELS BUNGALOW LLC
• 1100000
GAINGELS BY HEART LLC
• 150000
GAINGELS CALIBER LLC
• 115000
GAINGELS CAMBRIAN LLC
• 75048
GAINGELS CARBON38 LLC
• 42855
GAINGELS CB FUND LLC
• 17806
GAINGELS CEREBRAL LLC
• 13600650
GAINGELS CHAOS VENTURES YUMI LLC
• 200000
GAINGELS CLOSEDLOOP LLC
• 379749

Showing 40 of 938 private funds.

Mailing Address

PO BOX 927

BURLINGTON, VT 05402

United States

Registration
Firm Type
ERA
Status
ACTIVE
Registered
Jan 24, 2022
SEC #
802-123301
CRD #
317100
SEC Region
BRO

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in BURLINGTON, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Filed: 2026-03-31 Form Version: 10/2021
1Identifying Information
1F(5) Total number of offices, other than your Principal Office and place of business 0
1I Do you have one or more websites Yes
1M Are you registered with a foreign financial regulatory authority Yes
1N Are you a public reporting company under Sections 12 or 15(d) of the Securities Exchange Act of 1934 No
1O Did you have $1 billion or more in assets on the last day of your most recent fiscal year No
2SEC Registration / Reporting

Exempt Reporting Adviser (Item 2B)

2B(1) Qualify for the exemption from registration as an adviser solely to one or more venture capital funds Yes
2B(2) Qualify for the exemption from registration because you act solely as an adviser to private funds and have assets under management in the United States of less than $150 million No
2B(3) Act solely as an adviser to private funds but you are no longer eligible to check box 2.B.(2) because you have assets under management in the United States of $150 million or more No
3Form of Organization

Organization Type

Limited Liability Company

Fiscal Year End

DECEMBER

Organized Under Laws Of

DE, United States

6Other Business Activities
6B(1) Are you actively engaged in any other business not listed in Item 6.A. (other than giving investment advice) No
6B(3) Do you sell products or provide services other than investment advice to your advisory clients No
7Financial Industry Affiliations

Related persons that are (Item 7A)

7A(1) Broker-dealer, municipal securities dealer, or government securities broker or dealer (registered or unregistered) No
7A(2) Other investment adviser (including financial planners) Yes
7A(3) Registered municipal advisor No
7A(4) Registered security-based swap dealer No
7A(5) Major security-based swap participant No
7A(6) Commodity pool operator or commodity trading advisor (whether registered or exempt from registration) No
7A(7) Futures commission merchant No
7A(8) Banking or thrift institution No
7A(9) Trust company No
7A(10) Accountant or accounting firm No
7A(11) Lawyer or law firm No
7A(12) Insurance company or agency No
7A(13) Pension consultant No
7A(14) Real estate broker or dealer No
7A(15) Sponsor or syndicator of limited partnerships (or equivalent), excluding pooled investment vehicles No
7A(16) Sponsor, general partner, managing member (or equivalent) of pooled investment vehicles Yes
7B Are you an adviser to any private fund Yes
10Control Persons
10A Does any person not named in Item 1.A. or Schedules A, B, or C, directly or indirectly, control your management or policies No
11Disclosure Information
11 Do any of the events below involve you or any of your supervised persons No
11A(1) Been convicted of or plead guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony No
11A(2) Been charged with any felony No
11B(1) Been convicted of or plead guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses No
11B(2) Been charged with a misdemeanor listed in 11.B(1) No
11C(1) Found you or any advisory affiliate to have made a false statement or omission No
11C(2) Found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes No
11C(3) Found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted No
11C(4) Entered an order against you or any advisory affiliate in connection with investment-related activity No
11C(5) Imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity No
11D(1) Ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical No
11D(2) Ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes No
11D(3) Ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted No
11D(4) In the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity No
11D(5) Ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity No
11E(1) Found you or any advisory affiliate to have made a false statement or omission No
11E(2) Found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC) No
11E(3) Found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted No
11E(4) Disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities No
11F Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended No
11G Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E No
11H(1)(a) The past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity No
11H(1)(b) Ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations No
11H(1)(c) Ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority No
11H(2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1) No

Ask this firm about working together